Doctoral students interested in the history of Cologne have endured a long-term research crisis, and none more so than those in need of access to medieval manuscripts, since the shocking collapse of the Historisches Archiv on 3 March 2009. Though the recently completed new city archive is celebrating its opening with a lecture series from April to May 2022, the process of recovery, restoration, and reconstitution of the original primary source collections salvaged from the mountain of rubble will take many more decades to come (see »Bergen, Ordnen, Restaurieren – Der Wiederaufbau des Historischen Archivs der Stadt Köln«).
Thus limited to published source collections, doctoral students of medieval Cologne have also been bound as a result to subjects already pursued in these collections, rather than exploring new questions through the many underutilized series of charters and Schreinsurkunden/Schreinsbücher of the old Historisches Archiv, which are now either partially accessible or not at all. Fabian Schmitt’s revised edition of his doctoral dissertation (Summer 2019 in the Philosophische Fakultät der Rheinischen Friedrich-Wilhelms-Universität Bonn), however, has made the most of the present opportunity to revisit the conclusions of older historiography through a creative re-viewing of the published primary sources. In so doing he has made important contributions to our understanding of the fascinating and much-debated social group known in German historiography as the ministeriales.
Ministeriales comprised a legally defined social group unique to German history, whose origins are found among the subservient members of royal or noble familia – including prince-bishops – who were raised up from this status in the 11th century to a specific service role (ministerium) in governance as Dienstmänner. The evolving Latin term for such Dienstmänner indicates a development in their roles from administrative to military delegated lordship as unfree nobles (the latter possessing a peculiar mix of an unfree legal yet a well-resourced noble social status of Dienstherren). From servientes to ministri and miles de familia sua by the mid-11th century (depending on their administrative or military function), to the collective term ministeriales by the 12th century, these were Dienstmänner in the Cologne archbishop’s secular principality (i. e., the Erzstift known as Kurköln) whose elites eventually took their place among the regional lower nobility by the mid-13th century through their development and exercise of administrative and/or military expertise.
Ministeriales had mostly been studied and defined by German legal scholars until social historians of the 1970s challenged the rigidity of legal categories, yet ministeriales have not been the subject of any extensive reassessment in Cologne for over a generation. The time is ripe for such a reassessment and Schmitt is to be commended for seeing an opportunity and producing a much-needed monograph. Having begun his study of the ministeriales in his master’s thesis, Schmitt learned the painstaking prosopographical method from Prof. Dr. Manfred Groten (the master of Cologne prosopography) to produce reconstructions of the social and political constellations in which the ministeriales lived and functioned1. Upon Groten’s retirement in April 2015, Schmitt further developed his thesis into the present doctoral dissertation under Groten’s successor, Prof. Dr. Andrea Stieldorf2.
The extensive opening chapter provides a concise and clear presentation of the voluminous scholarship on medieval ministeriales, which indicates how Rhineland research has always lagged behind studies on imperial ministeriales and on those in other Landesgeschichten. Despite this, however, Cologne’s published charters and their witness lists from 1050–1250 provide a useful source base for prosopographical reconstruction of ministeriales, their careers, and their families. And thus Schmitt continues the tradition of social historians challenging the older legal histories which assumed that legal categories always represented life lived outside of law codes. This approach certainly makes the ministeriales interesting to study.
Chapter two reconstructs the origins and development of Cologne ministeriales, while chapter three addresses the issue of their complex admixture of an unfree legal status which was codified with legal guarantees in the shorter and longer Dienstrecht charters. In chapter three Schmitt sees in these charters the agency of self-confident ministeriales, who had negotiated with the archbishop a secure agreement of their rights as well as their duties and resources, thereby codifying their successes in loosening the original servile bonds to their lord. Indeed, rural ministeriales began early to accumulate both fiefs and allodial lands for their service.
Chapter four takes the prosopographical path to reconstruct two exemplary administrative ministerialis families: von Eppendorf and Bachem. The von Eppendorf family rose to prominence through the heritable office of the Cologne Stadtvogt or city bailiff for several generations, while the Bachem family did so through the heritable office of Kämmerer or chamberlain/treasurer of the Erzstift. These ministerial officials functioned as the lynchpins between archbishop’s court on the one hand and his cathedral city and Erzstift on the other, given both their exercise of the archbishop’s regalian authority in these locales as well as their daily presence in the archbishop’s court. Though the Bachem family did not have as many branches nor held their administrative office as long as the von Eppendorf family, both operated as the leading ministerial dynasties of the 12th–13th centuries, with the von Eppendorf even fashioned as nobilis in archiepiscopal charters. They appear regularly in the witness list of the archbishop’s charters throughout this era. Schmitt rightly notes that the receipt of these offices was not a moment of Aufstieg for these families, who must have had some prior stature to play such influential roles. And their quick securing of heritability locked out these major offices from other urban ministerialis families for generations.
Chapter five delineates the probable origins of rural ministeriales from the servi casati on the Erzstift’s rural estates. They rose in the Hofverband through service in the office of villicus (steward), and by the 13th century were styled miles holding fiefs and sometimes accompanying the lord archbishop out of area on campaigns. Though evidence for this subgroup of ministeriales is very thin, origins stories of such Dienstherren are identified on the manors of Alfter, Altendorf, and Wormersdorf during the 12th century. More evidence survives, however, for administrative ministeriales at the archbishop’s court, where they held the offices of marshal, butler/cup bearer, and seneschal/steward. These offices provided ample opportunity to serve as intimate counselors to the archbishops while also rubbing elbows with the regional nobility, and during the 12th century these ministeriales converged with the nobles to become the third pillar of the archbishops’ lordship along with the nobility and the Priorenkolleg clergy. Indeed, the exercise of their delegated authority was most pronounced during the regular and sometimes lengthy absences of the archbishops when on imperial or papal business and when the archiepiscopal seat was vacant. These court officials did not, however, overshadow the Stadtvogt or the Kämmerer and always followed them in charter witness lists, as chapter six makes clear.
Chapter seven provides the thickest and most interesting analysis of administrative ministeriales who held the regalian offices of toll masters, mint masters, and supervisors of the substantial market activity in the city of Cologne. These officials have been the focus of much debate for well over a century regarding the extent to which their own efforts to gain autonomy from the archbishop’s lordship could have overlapped with those of the patrician merchant elites during the 12th–13th centuries. Previous scholarship had struggled with discerning whether or not these regalian ministeriales became intertwined with the patrician families and thus joined them in concerted assertions of autonomy from the archbishop’s direct authority as city lord (i. e., both groups thus seeking »emancipation« from varying degrees of unfree status and dependency on the archbishop’s lordship).
Previous prosopographical studies in the post-World War II era had confirmed a substantial role played by regalian ministeriales in such emancipation efforts, thus making the legal boundary more porous than earlier legal historians had allowed. Yet Schmitt’s key contribution to this debate is that the ministeriales who held these regalian offices came not from the archbishop’s court familia but rather were actually members of the patrician burgher elite who held these offices as ministeriales auf Zeit. Persuasive 12th-century case studies of the toll masters Gerhard Unmaze and Karl von der Salzgasse make clear that earlier scholars had the issue backwards: it was not a matter of ministeriales joining merchant elites in resisting traditional lordship authority, but rather wealthy burgher optimates civitatis joining in the office of ministerialis for a limited time, thus bringing to bear their pre-existing wealth, social status, and administrative skills and in exchange gradually removing these regalian offices from direct control of their city lord. In fact, Schmitt might have made more of Unmaze’s receipt of the toll master’s office in the context of his additional role as money-lender to Archbishop Philip of Heinsberg in 1174 pro necessitate ecclesie et honore imperii3. Mixing personal business with public financing was widely commonplace among the patrician burgher elites of the city, and wealthy merchant-bankers like Gerhard Unmaze had been financing their archbishop’s Italian campaigns since the pontificate of Rainald of Dassel. This municipal reality is so patently obvious with regard to mint masters that Schmitt leaves them completely out of this book as patently not ministeriales but burgher elites, yet their interactions with the archbishops were no different than the likes of Unmaze and von der Salzgasse. No sources survive for market managers who could have been either ministeriales or merchant elites, though adjacent evidence suggests the latter, given the rise of the Richerzeche as a supervisory institution for guilds and markets. Indeed, court ministeriales are absent from the key municipal administrative bodies known as the Schöffenkolleg, Richerzeche, as well as of the parish/district Amtmänner officials, with these magistracies administered by the patrician merchant elites, some of whom also held offices as ministeriales auf Zeit as only one office among many in their portfolio. This definition of merchant ministeriales widens the scope of ministerial functions and social origins, and resolves a decades long debate as well. Schmitt concludes therefore that ministeriales auf Zeit have been inappropriately misidentified as the archbishops’ court Dienstmänner. Furthermore, Schmitt avers, while it can only be assumed to be »probable« yet not at all provable, said court Dienstmänner may have contributed in some way to the wider movement of burgher »emancipation« from their prince-bishop’s lordship authority.
Chapters 8–10 move briskly through the rather limited remaining evidence for ministeriales who served the prince-archbishops of Cologne as (a) castellans (Burgmänner) of Volmarstein, Alpen, Padberg, and Wolkenburg (having been drawn from existing local noble families), (b) marshal over the archbishop’s holdings of Westphalia, and (c) urban bailiffs (Stadtschultheißen) in Soest (a branch of the von Eppendorf family), Bonn, and Andernach. These offices all provided pathways into the local lower nobility with heritable offices. These chapters remind us that the term ministeriales covered a diverse group of offices and functions in both rural and urban settings of the Erzstift. Chapter 11 finally offers an analysis of the voluminous appendix of tables and diagrams containing Schmitt’s research findings regarding ministeriales who appear in the witness lists of archbishops’ charters included in published primary source collections4. Here Schmitt acknowledges the limited usefulness of this material, given that the archbishop’s chancery replaced witness lists with the archbishop’s seal during the pontificate of Archbishop Konrad of Hochstaden (1238–1261), which provides the terminus for this volume’s study. By this time ministeriales had become miles once again (some even using seals themselves), though not all thereby entered the regional lower nobility. In any case, they surely functioned as a counterbalance to the increasingly unreliable noble vassals of the archbishop, and in return were assured heritable offices as administrators of his territorial principality (Erzstift). The witness lists do serve the purpose of identifying those few ministeriales who traveled with the archbishop (Stadtvogt and the castellans of Volmarstein and Alpen) and the majority who remained local within the Erzstift and archbishop’s court, though even this distinction is hampered by the fact that many of the archbishop’s charters do not indicate their place of production nor do we know the method used for selecting witnesses. And indeed we know next to nothing about those ministeriales who served in the Erzstift yet were never asked to witness a charter nor were eventually raised to the lower nobility by the mid-13th century.
Whether ministeriales who mixed service to the Erzstift with their own manorial interests, or wealthy patrician merchant-bankers who mixed such ministerial service with their own financial interests for a limited time, social mobility appears to have been a prerequisite for holding ministerial offices rather than a result of having been raised to them. And this dynamic makes much clearer than has been understood before that ministeriales, though a legal category of municipal or court administrators and rural unfree vassals, never comprised a closed social class as the Dienstrechte charters may seem to imply. The designation of ministerialis looks more likely to have quickly become a marker of one role among many others which a person of status could hold, possibly stepping in and out of that role during one’s lifetime. Schmitt rightly points out that no individual, let alone a »class« of men or women, was ever bound auf Lebenszeit to a service relationship signified by the term ministerialis. The original servile functionary of the 11th century evolved into an office-holder who had other roles and pursuits at the same time. »Die Ministerialität war immer in Bewegung« (p. 329), and their historical evolution represents the record of negotiations between ministeriales and the archbishops of Cologne as each sought to balance their own private interests and public obligations.
One point of caution may be advised in Schmitt’s speculation about ministerialis families potentially finding their way into Cologne patrician families, with the von Eppendorf family used as an example. The broad record shows that Cologne’s ministeriales remained loyal to their prince-archbishop from the 1074 burgher uprising against Anno II and throughout the Investiturstreit and Thronstreit eras of the 12th century. Even in the midst of the conflicts between patrician factions and the archbishops of Cologne in the 13th century, the von Eppendorf family remained in the archbishop’s camp. Indeed, Stadtvogt Rutger von Eppendorf and his brother William were killed in the Battle of the Ulrepforte (1268) fighting for the Weisen faction allied with Archbishop Engelbert II, directly after Rutger’s debt problem led to a brief falling out with the archbishop. Rutger’s son and successor Gerhard III von Eppendorf also remained loyal to his lord the archbishop until Siegfried of Westerburg’s effectively sidelined him through the purchase of the office of Greve (sub-burggrave), which restored to the archbishop direct appointment power over all future Stadtvögte. Only then, when his family’s heritable status was threatened at the hands of his own Stadtherr, did Gerhard III von Eppendorf seek to leverage support from Cologne’s patriciate: he swore an oath to support the interests of the citizenry on 5 May 1288, only one month before the inevitable and fateful Battle of Worringen that permanently expelled the archbishop from the city. Schmitt himself recognizes that the von Eppendorf family’s efforts to assimilate into the patrician burgher elites of the city after 1288 did not go well5. In sum, there is no evidence to support the conclusion that any ministerialis families transformed themselves from functionaries of the Erzstift into members of Cologne’s patrician elite.
One could also quibble with the perfunctory bibliographical listing of Anglophone scholarship on Cologne’s urban history without making any use of it in the text itself6. But having over the years at least once been quite chagrined at not proofreading my own bibliography for accurate authorial attribution, this reviewer is compelled to be gracious.
Fabian Schmitt has provided a much-needed update to the history of ministeriales in the Cologne region, and he has added his own useful reassessment of the evidence using the prism of a reconstructed prosopography via archepiscopal charter witness lists. He has thereby moved the historiographical needle forward, as any research monograph is supposed to do. This volume should be consulted by all pursuing similar studies in other parts of the German-speaking Europe as well as by any scholar who seeks a methodology to reassess traditional legal history in light of social and urban history approaches to life lived beyond legal codes. Ministeriales remind us that legal codes are only a starting point for discovering how medieval folk actually lived their lives.
Zitationsempfehlung/Pour citer cet article:
Joseph P. Huffman, Rezension von/compte rendu de: Fabian Schmitt, Ministeriale des Kölner Erzstifts im Hochmittelalter. Dienst, Herrschaft und soziale Mobilität, Köln, Weimar, Wien (Böhlau) 2021, 426 S., 47 Tab., 2 Diagr., 3 Kt., Abb. (Rheinisches Archiv, 164), ISBN 978-3-412-52372-5, EUR 55,00., in: Francia-Recensio 2022/2, Mittelalter – Moyen Âge (500–1500), DOI: https://doi.org/10.11588/frrec.2022.2.89168